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7UP 50.00 0.00    ABCTRANS 1.00 0.00    ACADEMY 1.79 0.09    ACCESS 11.20 0.10    AFRIPRUD 1.74 0.04    AFROMEDIA 0.50 0.00    AGLEVENT 1.66 0.00    AIICO 0.91 0.01    AIRSERVICE 4.50 0.00    ASHAKACEM 24.55 0.54    ASOSAVINGS 0.50 0.00    BERGER 8.25 0.00    BETAGLAS 10.00 0.00    BOCGAS 8.30 0.00    CADBURY 48.50 4.00    CAP 62.51 0.00    CCNN 9.90 0.00    CHAMPION 4.78 0.00    CILEASING 0.50 0.00    CONOIL 24.00 0.00    CONTINSURE 1.20 0.01    CORNERST 0.50 0.00    COSTAIN 1.13 0.10    COURTVILLE 0.85 -0.09    CUSTODYINS 1.66 -0.04    CUTIX 2.08 0.01    DAARCOMM 0.50 0.00    DANGCEM 184.00 0.99    DANGFLOUR 9.20 -0.30    DANGSUGAR 8.47 -0.03    DIAMONDBNK 7.01 0.06    DNMEYER 1.86 0.05    EKOCORP 4.32 0.00    EQUITYASUR 0.50 0.00    ETERNA 3.99 0.00    ETI 15.35 -0.15    EVANSMED 2.16 0.19    FBNH 18.70 0.04    FCMB 5.00 0.00    FG9B2017S2 110.45 0.03    FG9B2019S3 119.35 -0.10    FIDELITYBK 3.10 0.00    FIDSON 1.83 0.13    FIRSTALUM 0.50 0.00    FLOURMILL 86.00 1.00    FO 14.24 0.00    FTNCOCOA 0.50 0.00    GLAXOSMITH 49.00 0.00    GUARANTY 27.50 0.51    GUINNESS 280.00 2.00    HONYFLOUR 3.00 0.00    IKEJAHOTEL 0.82 0.00    INTBREW 28.25 -0.15    INTERLINK 4.90 0.00    IPWA 0.63 0.00    JAPAULOIL 0.55 0.00    JBERGER 56.00 -2.69    JOHNHOLT 1.68 0.14    JOSBREW 1.20 -0.13    LASACO 0.50 0.00    LAWUNION 0.50 0.00    LEARNAFRCA 1.80 -0.20    LIVESTOCK 3.45 0.06    MANSARD 2.30 0.00    MAYBAKER 2.16 0.19    MCNICHOLS 1.57 0.14    MOBIL 114.00 0.00    MRS 18.00 0.00    MULTITREX 0.50 0.00    NAHCO 7.01 0.01    NASCON 12.03 0.23    NB 175.00 -1.17    NCR 18.70 0.00    NEIMETH 0.75 -0.08    NEM 0.81 -0.03    NESTLE 963.00 18.00    NIGERINS 0.50 0.00    NNFM 25.91 2.35    NPFMCRFBK 1.19 0.01    OANDO 15.34 -0.16    OASISINS 0.50 0.00    OKOMUOIL 51.80 0.00    PAINTCOM 1.54 0.00    PREMBREW 0.68 0.00    PRESCO 29.98 -0.02    PRESTIGE 0.65 0.03    PZ 52.65 3.20    REDSTAREX 4.70 -0.03    ROYALEX 0.56 0.00    RTBRISCOE 1.80 0.00    SCOA 5.42 0.00    SKYEBANK 5.02 -0.16    STANBIC 15.20 0.08    STDINSURE 0.50 0.00    STERLNBANK 2.90 -0.04    TOTAL 158.90 -6.10    TRANSCORP 1.19 -0.10    UAC-PROP 16.00 0.00    UACN 70.62 -0.37    UBA 8.28 -0.31    UBCAP 1.28 0.00    UBN 9.70 0.00    UNILEVER 76.00 5.21    UNITYBNK 0.64 0.00    UNITYKAP 0.50 0.00    UNIVINSURE 0.50 0.00    UPL 5.64 0.44    UTC 0.75 -0.08    VITAFOAM 3.15 -0.11    WAPCO 95.10 1.10    WAPIC 1.01 0.09    WEMABANK 1.19 -0.04    ZENITHBANK 21.83 0.05   
Skip Navigation LinksHome > Regulation > Broker-Dealers > Broker TraX

​Broker TraX

The Nigerian Stock Exchange in its bid to improve investors’ confidence in the market has commenced a strong campaign against market infraction by its dealing members.

Investors can now make more informed decisions about where to invest by viewing names of Dealing Member Firms that have been found liable for contravening market rules.

The aim of the NSE is to reduce contravention of market rules to its barest minimum while doing all within its means to restore confidence.


Status of Dealing Member Firms as at April 19, 2013

Dealing Member Firms Involved in Unauthorized Sales of Investors’ Shares

The dealing member firms listed in the link below were involved in unauthorized sale of investors’ shares.

Dealing Member Firms Involved in Unauthorized Sales of Investors’ Shares between January 2012 and April 19, 2013 


Dealing Member Firms with Inadequate Shareholders Funds

Dealing Member Firms with Inadequate Shareholders Funds as at April 20, 2013


Dealing Members Operating Without Compliance Officers

Dealing Member Firms Suspended for Operating without Compliance Officers as at April 22, 2013


Actions of the Disciplinary Committee of Council

Actions of the Disciplinary Committee of Council between January and April 22, 2013​

* Please note that live data feeds and graphs presented on the website incur a 3 minutes delay