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Find a Dealing Member
Dealing Member Directory
Becoming a Member
How to Become a Member
Membership & Other Fees
Documents and Forms
Minimum Operating Standards
Member Compliance
BrokerTraX
Member Performance
Top 10 Brokers Performance
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Notices to Dealing Members
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About WACMIC
Integration Roadmap
Member Exchanges
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The Nigerian Stock Exchange
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Dealing Members
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Notices to Dealing Members
Page Content
NOTICE TO DEALING MEMBERS
Notice to Dealing Members
Name
Type
Circular on Disciplinary Actions against Dealing Member Firms
Agenda for Compliance Officer Forum - 22 March 2017
Circular on FRC National Code of Corporate Governance 13 January 2017
Notification and Invitation for Comments - Amendments to Dealing Members Rules (Part XIII) - December 2016
Notification and Invitation for Comments - Order Handling and Best Execution Rules - 13 October 2016
Disciplinary Procedure - Notification of Minor Rule Breaches and Invitation for Comments - August 2016
Notification of Disciplinary Procedure for Dealing Members and Invitation for Comments - July 2016
Notification of Amendments to Dealing Members' Rules (Part XII) - July 2016
Notification of Amendments to the Investors' Protection Fund Rules - July 2016
Notification of Amendments to Dealing Members' Rules (Part XI) and Invitation for Comments - May 2016
Notification of Effective Date - Amendments to Guidelines for Designated Advisers - 6 May 2016
Notification of Effective Date of Dealing Members' Rules (Amendments Part VIII) - 8 March 2016
Circular On Disciplinary Actions On Dealing Member Firms
Notification of Amendment of Index Circuit Breakers' Rule and Effective Date - 5 Feb 2016
Notification of Effective Date of Index Circuit Breakers Rule - 15 January 2016
Notification of Effective Date of Direct Cash Settlement Rule - 4 Jan 2016
Notice to the Market on the Rulebook of The Exchange 2015
The Launch Of X Boss
Notification of Effective Date of New Rule of The Nigerian Stock Exchange - 27 November 2015
Sub-Broker Agreement Template
The Collaboration between NSE and EFCC Continues to Yield Fruit
Dealing Members Town Hall Meeting on the Sub-Broker Model - 2 September 2015
NSE Establishes Minimum Operating Standards (MOS) Help Desk
Circular on Governance Risk Compliance (GRC) Training
Notification of New Rules and Effective Dates - July 2015
Notification of New Rules and Effective Dates -June 2015
Notice to Market on Effective Dates of Rules of The Exchange
Transfer of Accounts from Inactive to Active Firms
Notice of Domain Name Change
Rules on Naked Short Selling for all Dealing Members
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Compliance Details
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