Sign In
Market Data
~###MarketData###~
Trading Statistics
Equities
Bonds
Exchange Traded Products
Indices
Downloads
Other Market Information
Weekly Report
Foreign Portfolio Investment Report
NSE Fact Sheet
Equities Market Review
Market Quality Report
Data Products and Services
Connectivity and Feeds
Data Portal
Exchange Data
Technology Services
Vendor List
Products
~###Products###~
Equities
Shares
REITs
Market Structure
Market Quality
Market Making
Securities Lending
Short Selling
Debt Instruments
Bonds
Fixed Income Market Structure
Fixed Income Market Making
FGN Savings Bond
Monthly FGN Bond Auction
Green Bonds
Exchange Traded Products
ETFs
ETFs Market Structure
Derivatives
Indices
Issuers
~###Issuers###~
Listed Securities
Listed Companies
Listed Bonds
Listed ETFs
Listing Your Company
Benefits of Listing
Premium Board
Main Board
ASeM
Ways of Listing
Listing Requirements
Listing Process
Industry Sector
Listing of Bonds
Listing of ETFs
Listing and Other Fees
Corporate Disclosures
Company Results
Corporate Actions
Delisted Companies
Issuers Announcements
Issuers Portal
Regulatory Filing Calendar
X-Compliance Report
Offer Documents
X-Value
Analyst Coverage
Corporate Access
Corporate Governance
Institutional Services
Investor Relations
Dealing Members
Currently selected
~###DealingMembers###~
Find a Dealing Member
Dealing Member Directory
Becoming a Member
How to Become a Member
Membership & Other Fees
Documents and Forms
Minimum Operating Standards
Member Compliance
Compliance Calendar
BrokerTraX
Member Performance
Top 10 Brokers Performance
Notices
Notices to Dealing Members
WACMI
About WACMIC
Integration Roadmap
Member Exchanges
Rules & Agreements
News & Updates
Regulation
~###Regulation###~
Rulebook of The NSE
Circulars to Dealing Members
Market Surveillance
What We Do
X-Whistle (Whistleblowing)
Interpretative Guidance
Investing
~###Investing###~
Becoming an Investor
FAQs and e-Brochures
Getting Started
Glossary of Investment Terms
Complaints
Investor Education
Shares Transfer Process
X-Academy
X-Tours
Investors’ Protection Fund
About IPF
Governance
News and Publications
Trading Holidays
Media Centre
~###MediaCentre###~
Media Gallery
Picture Gallery
Presentations & Speeches
Video Gallery
News
Event Calendar
News & Events
Press Releases
About Us
~###Aboutus###~
About The NSE
Corporate Overview
Vision, Mission and Values
Notable Dates
Awards
Corporate Governance
Corporate Governance Overview
National Council Members
National Council Committees
Executive Committee
Corporate Social Responsibility
Community
Environment
Marketplace
Workplace
Careers @ NSE
Our Philosophy
Graduate Trainee Programme
Vacancies
Financial Reporting
Contact Us
Related Websites
It looks like your browser does not have JavaScript enabled. Please turn on JavaScript and try again.
The Nigerian Stock Exchange
>
Dealing Members
>
Notices to Dealing Members
Find a Dealing Member
Dealing Member Directory
Becoming a Member
How to Become a Member
Membership & Other Fees
Documents and Forms
Minimum Operating Standards
Member Compliance
BrokerTraX
Member Performance
Top 10 Brokers Performance
Notices
Notices to Dealing Members
WACMI
About WACMIC
Integration Roadmap
Member Exchanges
Rules & Agreements
News & Updates
Page Content
NOTICE TO DEALING MEMBERS
Notice to Dealing Members
Name
Type
Disciplinary Action Against a Dealing Member Firm
Notification and Invitation for Comments - Amendments to Dealing Members Rules - 3 October 2018
Market Bulletin on Suspension of Trading in the Shares of Skye Bank Plc
Notification of Effective Date of Rule on Nominal Transfers
Notification of Effective Date - Rules on Order Handling and Best Execution - 29 June 2018
Notification and Invitation for Comments - Amendments to Dealing Members Rules - 31 May 2018
Circular on Disciplinary Actions Against Approved Persons of The Exchange - 28 March 2018
Notification and Invitation for Comments - Amendments to Dealing Members Rules (Part XVI) - 19 March 2018
Notification of Effective Date - Block Divestments and Large Volume Trades in Equities
Notification and Invitation for Comments - Rulebook of the NSE Derivatives Market - 22 December 2017
Notification and Invitation for Comments - Amendments to IPF Rules Rules - November 2017
Notification and Invitation for Comments - Amendments to Dealing Members Rules (Parts XIV XVA) - November 2017
Notification of Effective Dates - Pricing Methodology Rule and Par Value Rule - 1 November 2017
Notification of Effective Dates of SEC Approved Rules of The Exchange - 23 October 2017
Oando Plc - Suspension on Directive of SEC Update Market Bulletin
Update on Suspension of Trading in the Shares of Oando Plc
Agenda for Compliance Officers Forum Scheduled for 25 October 2017
Circular On Disciplinary Action Against Dealing Member Firm and Clerk 31 July 2017
Notification of Suspension of trading in the shares of seventeen Listed Companies
Circular on Disciplinary Actions against Dealing Member Firms
Circular on FRC National Code of Corporate Governance 13 January 2017
Notification and Invitation for Comments - Amendments to Dealing Members Rules (Part XIII) - December 2016
Notification and Invitation for Comments - Order Handling and Best Execution Rules - 13 October 2016
Disciplinary Procedure - Notification of Minor Rule Breaches and Invitation for Comments - August 2016
Notification of Disciplinary Procedure for Dealing Members and Invitation for Comments - July 2016
Notification of Amendments to Dealing Members' Rules (Part XII) - July 2016
Notification of Amendments to the Investors' Protection Fund Rules - July 2016
Notification of Amendments to Dealing Members' Rules (Part XI) and Invitation for Comments - May 2016
Notification of Effective Date - Amendments to Guidelines for Designated Advisers - 6 May 2016
Notification of Effective Date of Dealing Members' Rules (Amendments Part VIII) - 8 March 2016
1 - 30
Compliance Details
javascript:commonShowModalDialog('{SiteUrl}'+ '/_layouts/15/itemexpiration.aspx' +'?ID={ItemId}&List={ListId}', 'center:1;dialogHeight:500px;dialogWidth:500px;resizable:yes;status:no;location:no;menubar:no;help:no', function GotoPageAfterClose(pageid){if(pageid == 'hold') {STSNavigate(unescape(decodeURI('{SiteUrl}'))+ '/_layouts/15/hold.aspx' +'?ID={ItemId}&List={ListId}'); return false;} if(pageid == 'audit') {STSNavigate(unescape(decodeURI('{SiteUrl}'))+ '/_layouts/15/Reporting.aspx' +'?Category=Auditing&backtype=item&ID={ItemId}&List={ListId}'); return false;} if(pageid == 'config') {STSNavigate(unescape(decodeURI('{SiteUrl}'))+ '/_layouts/15/expirationconfig.aspx' +'?ID={ItemId}&List={ListId}'); return false;}}, null);
0x0
0x1
ContentType
0x01
898
Edit in Browser
/_layouts/15/images/icxddoc.gif?rev=23
/dealing-members-site/_layouts/15/formserver.aspx?XsnLocation={ItemUrl}&OpenIn=Browser&Source={Source}
0x0
0x1
FileType
xsn
255
Edit in Browser
/_layouts/15/images/icxddoc.gif?rev=23
/dealing-members-site/_layouts/15/formserver.aspx?XmlLocation={ItemUrl}&OpenIn=Browser&Source={Source}
0x0
0x1
ProgId
InfoPath.Document
255
Edit in Browser
/_layouts/15/images/icxddoc.gif?rev=23
/dealing-members-site/_layouts/15/formserver.aspx?XmlLocation={ItemUrl}&OpenIn=Browser&Source={Source}
0x0
0x1
ProgId
InfoPath.Document.2
255
Edit in Browser
/_layouts/15/images/icxddoc.gif?rev=23
/dealing-members-site/_layouts/15/formserver.aspx?XmlLocation={ItemUrl}&OpenIn=Browser&Source={Source}
0x0
0x1
ProgId
InfoPath.Document.3
255
Edit in Browser
/_layouts/15/images/icxddoc.gif?rev=23
/dealing-members-site/_layouts/15/formserver.aspx?XmlLocation={ItemUrl}&OpenIn=Browser&Source={Source}
0x0
0x1
ProgId
InfoPath.Document.4
255
Document Set Version History
/_layouts/15/images/versions.gif?rev=23
javascript:SP.UI.ModalDialog.ShowPopupDialog('{SiteUrl}'+ '/_layouts/15/DocSetVersions.aspx' + '?List={ListId}&ID={ItemId}')
0x0
0x0
ContentType
0x0120D520
330
Send To other location
/_layouts/15/images/sendOtherLoc.gif?rev=23
javascript:GoToPage('{SiteUrl}' + '/_layouts/15/docsetsend.aspx' + '?List={ListId}&ID={ItemId}')
0x0
0x0
ContentType
0x0120D520
350
