Sign In
Market Data
~###MarketData###~
Trading Statistics
Equities
Bonds
Exchange Traded Products
Indices
Downloads
Memorandum Listing
Other Market Information
Weekly Report
Foreign Portfolio Investment Report
NSE Fact Sheet
Equities Market Review
Market Quality Report
Data Products and Services
Connectivity and Feeds
Data Portal
Exchange Data
Technology Services
Vendor List
Products
~###Products###~
Equities
Shares
REITs
Market Structure
Market Quality
Market Making
Securities Lending
Short Selling
Debt Instruments
Bonds
FGN Savings Bond
Green Bonds
Fixed Income Market Making
Fixed Income Market Structure
Exchange Traded Products
ETFs
ETFs Market Structure
Derivatives
Indices
Mutual Funds
Issuers
~###Issuers###~
Listed Securities
Listed Companies
Listed Bonds
Listed ETFs
Listing Your Company
Benefits of Listing
Premium Board
Main Board
Growth Board
Ways of Listing
Listing Requirements
Listing Process
Industry Sector
Listing of Bonds
Listing of ETFs
Listing and Other Fees
Corporate Disclosures
Company Results
Corporate Actions
Delisted Companies
Issuers Portal
Market Bulletin
Regulatory Filing Calendar
Release Calender
X-Compliance Report
Offer Documents
X-Value
Analyst Coverage
Corporate Access
Corporate Governance
Institutional Services
Investor Relations
Dealing Members
~###DealingMembers###~
Find a Dealing Member
Dealing Member Directory
Becoming a Member
How to Become a Member
Membership & Other Fees
Documents and Forms
Minimum Operating Standards
Member Compliance
Compliance Calendar
BrokerTraX
Member Performance
Top 10 Brokers Performance
Notices
Notices to Dealing Members
WACMI
About WACMIC
Integration Roadmap
Member Exchanges
Rules & Agreements
News & Updates
Regulation
Currently selected
~###Regulation###~
Rulebook of The NSE
Circulars to Dealing Members
Market Surveillance
What We Do
X-Whistle (Whistleblowing)
Interpretative Guidance
Investing
~###Investing###~
Becoming an Investor
FAQs and e-Brochures
Getting Started
Glossary of Investment Terms
Complaints
Investor Education
Shares Transfer Process
X-Academy
X-Tours
Investors’ Protection Fund
About IPF
Governance
News and Publications
Trading Holidays
Media Centre
~###MediaCentre###~
Media Gallery
Picture Gallery
Presentations & Speeches
Video Gallery
News
Event Calendar
News & Events
Press Releases
About Us
~###Aboutus###~
About The NSE
Corporate Overview
Vision, Mission and Values
Notable Dates
Corporate Governance
Corporate Governance Overview
National Council Members
National Council Committees
Executive Committee
Corporate Social Responsibility
Community
Environment
Marketplace
Workplace
Careers @ NSE
Our Philosophy
Graduate Trainee Programme
Vacancies
Financial Reporting
Contact Us
Demutualization Update
Related Websites
X-AcademyRegpg
X-AcademyRegpg1
It looks like your browser does not have JavaScript enabled. Please turn on JavaScript and try again.
The Nigerian Stock Exchange
>
Regulation
>
Circulars to Dealing Members
The Rulebook of The NSE
Market Surveillance
X-Whistle
Submit a Tip
Submit a Referral
Get Feedback
Interpretative Guidance
Circulars to Dealing Members
Currently selected
Page Content
Circulars to Dealing Member Firms
Name
Type
CIRCULAR ON DISCIPLINARY ACTIONS AGAINST APPROVED PERSONS OF THE EXCHANGE
Circular on Dealing Members Insider Disclosure Obligations
Circular - Administration of Stamp Duty on Securities Transactions
Second Circular on the Reporting of the Nigerian Code of Corporate Governance
Complaints Management During The COVID-19 Pandemic
Circular to Dealing Member Firms (DMFs) on Cyber Security BCP and Fraud
Circular to Dealing Member Firms (DMFs) on the Coronavirus Disease
EXTENSION OF TIME TO SUBMIT AUDITED FINANCIAL STATEMENT FOR THE YEAR ENDED 31 DECEMBER 2019
Circular on the Minimum Requirements for The NSE Authorized Dealing Clerk
Circular on Trading by Unauthorized Persons and Prohibition of Sharing Access Log-in Details
Circular on Implementation of the Finance Act 2019
Circular on Disclosure obligations of Dealing Members to The Exchange
Circular on Insurance Policy for Dealing Member Firms
CIRCULAR- CREATION OF CORPORATE E-MAIL ACCOUNTS
CIRCULAR ON THE PROHIBITION OF CIRCULATION OF FALSE INFORMATION
Circular on Disciplinary Actions against Dealing Member Firms - 17 May 2019
Circular on Disciplinary Actions against Dealing Member Firms
CIRCULAR ON THE HARMONIZATION OF REPORTING TIMELINES
Disciplinary Action against a Dealing Member Firm of the Exchange
Circular on Disciplinary Actions Against Approved Persons of The Exchange - 28 March 2018
Circular on Disciplinary Action Against a Dealing Member Firm of the Exchange - 6 December 2017
Circular on Unfunded Accounts and Personal Account Dealing
Circular on Disciplinary Actions Against a Dealing Member Firm and an Authorized Dealing Clerk- 31 JULY 2017
Circular on the Prohibition of Collection Centres - 6 April 2017
Circular on Disciplinary Actions against Dealing Member Firms of the Exchange - 3 April 2017
Circular on Disclosure Obligation of Dealing Members
Circular on the Prohibition of Guaranteed Investment
Circular on Reporting of Fraudulent Transactions
Circular on FRC National Code of Corporate Governance 2016
Disciplinary Procedure - Notification of Minor Rule Breaches and Invitation for Comments - August 2016
1 - 30
Compliance Details
javascript:commonShowModalDialog('{SiteUrl}'+ '/_layouts/15/itemexpiration.aspx' +'?ID={ItemId}&List={ListId}', 'center:1;dialogHeight:500px;dialogWidth:500px;resizable:yes;status:no;location:no;menubar:no;help:no', function GotoPageAfterClose(pageid){if(pageid == 'hold') {STSNavigate(unescape(decodeURI('{SiteUrl}'))+ '/_layouts/15/hold.aspx' +'?ID={ItemId}&List={ListId}'); return false;} if(pageid == 'audit') {STSNavigate(unescape(decodeURI('{SiteUrl}'))+ '/_layouts/15/Reporting.aspx' +'?Category=Auditing&backtype=item&ID={ItemId}&List={ListId}'); return false;} if(pageid == 'config') {STSNavigate(unescape(decodeURI('{SiteUrl}'))+ '/_layouts/15/expirationconfig.aspx' +'?ID={ItemId}&List={ListId}'); return false;}}, null);
0x0
0x1
ContentType
0x01
898
Edit in Browser
/_layouts/15/images/icxddoc.gif?rev=23
/regulation-site/_layouts/15/formserver.aspx?XsnLocation={ItemUrl}&OpenIn=Browser&Source={Source}
0x0
0x1
FileType
xsn
255
Edit in Browser
/_layouts/15/images/icxddoc.gif?rev=23
/regulation-site/_layouts/15/formserver.aspx?XmlLocation={ItemUrl}&OpenIn=Browser&Source={Source}
0x0
0x1
ProgId
InfoPath.Document
255
Edit in Browser
/_layouts/15/images/icxddoc.gif?rev=23
/regulation-site/_layouts/15/formserver.aspx?XmlLocation={ItemUrl}&OpenIn=Browser&Source={Source}
0x0
0x1
ProgId
InfoPath.Document.2
255
Edit in Browser
/_layouts/15/images/icxddoc.gif?rev=23
/regulation-site/_layouts/15/formserver.aspx?XmlLocation={ItemUrl}&OpenIn=Browser&Source={Source}
0x0
0x1
ProgId
InfoPath.Document.3
255
Edit in Browser
/_layouts/15/images/icxddoc.gif?rev=23
/regulation-site/_layouts/15/formserver.aspx?XmlLocation={ItemUrl}&OpenIn=Browser&Source={Source}
0x0
0x1
ProgId
InfoPath.Document.4
255
Document Set Version History
/_layouts/15/images/versions.gif?rev=23
javascript:SP.UI.ModalDialog.ShowPopupDialog('{SiteUrl}'+ '/_layouts/15/DocSetVersions.aspx' + '?List={ListId}&ID={ItemId}')
0x0
0x0
ContentType
0x0120D520
330
Send To other location
/_layouts/15/images/sendOtherLoc.gif?rev=23
javascript:GoToPage('{SiteUrl}' + '/_layouts/15/docsetsend.aspx' + '?List={ListId}&ID={ItemId}')
0x0
0x0
ContentType
0x0120D520
350
