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Circulars to Dealing Member Firms
Name
Type
Second Circular on the Reporting of the Nigerian Code of Corporate Governance
Complaints Management During The COVID-19 Pandemic
Circular to Dealing Member Firms (DMFs) on Cyber Security BCP and Fraud
Circular to Dealing Member Firms (DMFs) on the Coronavirus Disease
EXTENSION OF TIME TO SUBMIT AUDITED FINANCIAL STATEMENT FOR THE YEAR ENDED 31 DECEMBER 2019
Circular on the Minimum Requirements for The NSE Authorized Dealing Clerk
Circular on Trading by Unauthorized Persons and Prohibition of Sharing Access Log-in Details
Circular on Implementation of the Finance Act 2019
Circular on Disclosure obligations of Dealing Members to The Exchange
Circular on Insurance Policy for Dealing Member Firms
CIRCULAR- CREATION OF CORPORATE E-MAIL ACCOUNTS
CIRCULAR ON THE PROHIBITION OF CIRCULATION OF FALSE INFORMATION
Circular on Disciplinary Actions against Dealing Member Firms - 17 May 2019
Circular on Disciplinary Actions against Dealing Member Firms
CIRCULAR ON THE HARMONIZATION OF REPORTING TIMELINES
Disciplinary Action against a Dealing Member Firm of the Exchange
Circular on Disciplinary Actions Against Approved Persons of The Exchange - 28 March 2018
Circular on Disciplinary Action Against a Dealing Member Firm of the Exchange - 6 December 2017
Circular on Unfunded Accounts and Personal Account Dealing
Circular on Disciplinary Actions Against a Dealing Member Firm and an Authorized Dealing Clerk- 31 JULY 2017
Circular on the Prohibition of Collection Centres - 6 April 2017
Circular on Disciplinary Actions against Dealing Member Firms of the Exchange - 3 April 2017
Circular on Disclosure Obligation of Dealing Members
Circular on the Prohibition of Guaranteed Investment
CIRCULAR ON DISCIPLINARY ACTIONS AGAINST APPROVED PERSONS OF THE EXCHANGE
Circular on Reporting of Fraudulent Transactions
Circular on FRC National Code of Corporate Governance 2016
Disciplinary Procedure - Notification of Minor Rule Breaches and Invitation for Comments - August 2016
Circular on Disciplinary Actions against Authorized Dealing Clerks of the Exchange - 21 April 2016
Update on the Technology Palliatives to Dealing Members
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